CHE Impact Factor Article

Stephen J Bensman notsjb at LSU.EDU
Mon Oct 10 14:02:48 EDT 2005


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|         d image |                                           From the issue dated October 14, 2005|             |             |             |
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|         file:   |The Number That's Devouring Science                                             |             |             |             |
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|                 |The impact factor, once a simple way to rank scientific journals, has become an |             |             |             |
|Today's news     |unyielding yardstick for hiring, tenure, and grants                             |             |             |             |
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|pic17713.gif)    |Text: How the impact factor is calculated                                       |             |             |             |
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|Campus           |Table: A list of the journals with the highest impact factors reveals one of the|             |             |             |
|Architecture     |measurement's quirks                                                            |             |             |             |
|Campus Services  |                                                                                |             |             |             |
|Endowments       |                                                                                |             |             |             |
|Executive        |Article: Impact Factors Run Into Competition                                    |             |             |             |
|Compensation     |                                                                                |             |             |             |
|Legal Issues     |                                                                                |             |             |             |
|Personal Finance |Colloquy: Join a live, online discussion with Anurag A. Agrawal, an assistant   |             |             |             |
|More ...         |professor of ecology and evolutionary biology at Cornell University, about the  |             |             |             |
|The Faculty      |ranking of scientific journals by their "impact factors" and the effect of that |             |             |             |
|Research & Books |practice on research, hiring, and promotion, on Wednesday, October 12, at 1     |             |             |             |
|Government &     |p.m., U.S. Eastern time.                                                        |             |             |             |
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|          image  |By RICHARD MONASTERSKY                                                          |             |             |             |
|          moved  |                                                                                |             |             |             |
|          to     |                                                                                |             |             |             |
|          file:  |In the beginning, during the late 1950s, it was just an innocent idea in Eugene |             |             |             |
|          pic1895|Garfield's head. A Philadelphia researcher who described himself as a           |             |             |             |
|          8.gif) |"documentation consultant," Mr. Garfield spent his free time thinking about     |             |             |             |
|                 |scientific literature and how to mine information from it.                      |             |             |             |
|The Chronicle    |                                                                                |             |             |             |
|Review Forums    |                                                                                |             |             |             |
|Colloquy         |He eventually dreamed up something he called an "impact factor," essentially a  |             |             |             |
|                 |grading system for journals, that could help him pick out the most important    |             |             |             |
|                 |publications from the ranks of lesser titles. To identify which journals        |             |             |             |
|                 |mattered most to scientists, he proposed tallying up the number of citations an |             |             |             |
|                 |average article in each journal received.                                       |             |             |             |
|Careers          |                                                                                |             |             |             |
|         (Embedde|                                                                                |             |             |             |
|         d image |This accounting method sounds harmless enough. Outside academe, few people have |             |             |             |
|         moved to|even heard of it. Mr. Garfield, though, now compares his brainchild to nuclear  |             |             |             |
|         file:   |energy: a force that can help society but can unleash mayhem when it is misused.|             |             |             |
|         pic17578|                                                                                |             |             |             |
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|                 |Indeed, impact factors have assumed so much power, especially in the past five  |             |             |             |
|News & Advice My |years, that they are starting to control the scientific enterprise. In Europe,  |             |             |             |
|Career homepage  |Asia, and, increasingly, the United States, Mr. Garfield's tool can play a      |             |             |             |
|Search jobs by   |crucial role in hiring, tenure decisions, and the awarding of grants.           |             |             |             |
|position type by |                                                                                |             |             |             |
|discipline/field |                                                                                |             |             |             |
|by state/region  |"The impact factor may be a pox upon the land because of the abuse of that      |             |             |             |
|by institution   |number," says Robert H. Austin, a professor of physics at Princeton University. |             |             |             |
|Tools & Resources|                                                                                |             |             |             |
|Employer Profiles|                                                                                |             |             |             |
|                 |Impact-factor fever is spreading, threatening to skew the course of scientific  |             |             |             |
|                 |research, say critics. Investigators are now more likely to chase after         |             |             |             |
|                 |fashionable topics — the kind that get into high-impact journals — than to      |             |             |             |
|                 |follow important avenues that may not be the flavor of the year, says Yu-Li     |             |             |             |
|                 |Wang, a professor of physiology at the University of Massachusetts Medical      |             |             |             |
|Sponsored        |School. "It influences a lot of people's research direction."                   |             |             |             |
|information &    |                                                                                |             |             |             |
|solutions        |                                                                                |             |             |             |
|                 |That influence has also led to a creeping sense of cynicism about the business  |             |             |             |
|                 |of science publications. Journal editors have learned how to manipulate the     |             |             |             |
|                 |system, sometimes through legitimate editorial choices and other times through  |             |             |             |
|                 |deceptive practices that artificially inflate their own rankings. Several       |             |             |             |
|                 |ecology journals, for example, routinely ask authors to add citations to        |             |             |             |
|Chronicle/Gartner|previous articles from that same journal, a policy that pushes up its impact    |             |             |             |
|Leadership Forum |factor. Authors who have received such requests say that the practice veers     |             |             |             |
|                 |toward extortion and represents a violation of scientific ethics.               |             |             |             |
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|                 |What's more, investigations into impact factors have revealed problems with the |             |             |             |
|Services         |basic data used by ISI, the company that tabulates citation statistics and      |             |             |             |
|         (Embedde|journals' impact factors. Started by Mr. Garfield in Philadelphia, ISI was      |             |             |             |
|         d image |bought in 1992 by the Thomson Corporation, which has tried to transform the     |             |             |             |
|         moved to|citation enterprise into a more profitable operation by buying up databases and |             |             |             |
|         file:   |promoting its products. With alarming frequency, editors are finding fault with |             |             |             |
|         pic08365|the impact factors that Thomson has issued.                                     |             |             |             |
|         .gif)   |                                                                                |             |             |             |
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|Help Contact us  |"This was a serious concern," says Alan Nevill, a professor of biostatistics at |             |             |             |
|Subscribe Manage |the University of Wolverhampton, in England, who took issue with the            |             |             |             |
|your account     |calculations that ISI made regarding the Journal of Sports Science, which he    |             |             |             |
|Advertise with us|edits. "Academia is being held ransom by these citations."                      |             |             |             |
|Rights &         |                                                                                |             |             |             |
|permissions      |                                                                                |             |             |             |
|                 |Far From Its Roots                                                              |             |             |             |
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| (Embedded image |                                                                                |             |             |             |
| moved to file:  |It wasn't supposed to be this way. "We never predicted that people would turn   |             |             |             |
|  pic13007.gif)  |this into an evaluation tool for giving out grants and funding," says Mr.       |             |             |             |
|                 |Garfield.                                                                       |             |             |             |
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|                 |Although he first mentioned the term "impact factor" in a publication in 1955,  |             |             |             |
|                 |it wasn't until the 1960s that Mr. Garfield and a colleague fully developed the |             |             |             |
|                 |concept to help them select the most important journals for a new citation      |             |             |             |
|                 |index, which has grown into one of the most widely used citation tools in       |             |             |             |
|                 |science and the social sciences. It didn't make sense, they reasoned, to include|             |             |             |
|                 |only the journals that get the most citations, because that would eliminate     |             |             |             |
|                 |smaller publications. So they invented a type of measurement that reflects the  |             |             |             |
|                 |average number of citations per article for each journal.                       |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |The basic definition has changed little since then, although the process of     |             |             |             |
|                 |calculating impact factors has become highly automated through the use of       |             |             |             |
|                 |computer algorithms, which trolled through 27 million citations last year. In   |             |             |             |
|                 |June, ISI issued its latest set of impact factors, for 5,968 science journals   |             |             |             |
|                 |and 1,712 social-science journals.                                              |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |To calculate the most recent factor for the journal Nature, for example, the    |             |             |             |
|                 |company tallied the number of citations in 2004 to all of the articles that     |             |             |             |
|                 |Nature published in 2002 and 2003. Those citations were divided by the number of|             |             |             |
|                 |articles the journal published in those two years, yielding an impact factor of |             |             |             |
|                 |32.182 — the ninth-highest of all journals. It is a number that editors and     |             |             |             |
|                 |publishers across the world lust after; more than half of all science journals  |             |             |             |
|                 |listed by ISI score below 1.                                                    |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |Impact factors caught on because they are an objective measure that serves many |             |             |             |
|                 |purposes. Librarians can use them to decide which journals to purchase and which|             |             |             |
|                 |to cancel. Editors and publishers can chart their journals' impact factors to   |             |             |             |
|                 |gauge their progress relative to competitors. And scientists can examine the    |             |             |             |
|                 |numbers to see where their research papers are likely to get the most attention.|             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |Higher-ranking journals, it turns out, do get a message out better. Matthew B.  |             |             |             |
|                 |Stanbrook, an assistant professor of medicine at the University of Toronto,     |             |             |             |
|                 |tracked what happened after 12 medical journals published a joint statement on  |             |             |             |
|                 |research authorship and sponsorship in 2001 — an unusual situation that provided|             |             |             |
|                 |direct comparisons. Over the following 26 months, the highest-impact journal    |             |             |             |
|                 |received 100 times as many citations to the article as the lowest one of the 12,|             |             |             |
|                 |Dr. Stanbrook reported at a conference on peer review and publishing last month |             |             |             |
|                 |in Chicago. "There's a measurable value associated with a high-impact journal,  |             |             |             |
|                 |which indicates why those journals are important," he says.                     |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |Over the years, impact factors have proved so attractive to scientists that they|             |             |             |
|                 |started applying them not only to journals but also to researchers. Ideally,    |             |             |             |
|                 |evaluators would look at the number of citations an individual paper receives or|             |             |             |
|                 |a scientist accumulates over his or her career — but that process takes time and|             |             |             |
|                 |money. Impact factors provide a shortcut.                                       |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |They also help in the modern world of ultraspecialized science. Members of a    |             |             |             |
|                 |tenure committee or a hiring panel find it increasingly difficult to assess the |             |             |             |
|                 |papers of a candidate working outside their own subdiscipline, so they use the  |             |             |             |
|                 |impact factor of the journal in which the paper appeared as a measure of the    |             |             |             |
|                 |paper's quality. By that logic, evaluators rate a paper more highly if it       |             |             |             |
|                 |appears in a high-impact journal, regardless of what the paper actually says.   |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |Europeans cite another reason that impact factors are popular there. In some    |             |             |             |
|                 |countries, the community of researchers in a particular field is so small that  |             |             |             |
|                 |they all know each other and either collaborate or compete. Using impact factors|             |             |             |
|                 |to assess individual scientists is seen as an improvement over tapping into an  |             |             |             |
|                 |old-boy network to make hiring and grant decisions.                             |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |Fuzzy Math                                                                      |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |But relying on impact factors to evaluate a person is statistically dimwitted,  |             |             |             |
|                 |say critics of its spreading influence. The measurement is just an average of   |             |             |             |
|                 |all the papers in a journal over a year; it doesn't apply to any single paper,  |             |             |             |
|                 |let alone to any author. For example, a quarter of the articles in Nature last  |             |             |             |
|                 |year drew 89 percent of the citations to that journal, so a vast majority of the|             |             |             |
|                 |articles received far fewer than the average of 32 citations reflected in the   |             |             |             |
|                 |most recent impact factor.                                                      |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |Mr. Garfield and ISI routinely point out the problems of using impact factors   |             |             |             |
|                 |for individual papers or people. "That is something we have wrestled with quite |             |             |             |
|                 |a bit here," says Jim Pringle, vice president for development at Thomson        |             |             |             |
|                 |Scientific, the division that oversees ISI. "It is a fallacy to think you can   |             |             |             |
|                 |say anything about the citation pattern of an article from the citation pattern |             |             |             |
|                 |of a journal."                                                                  |             |             |             |
|                 |                                                                                |             |             |             |
|                 |                                                                                |             |             |             |
|                 |Such warnings have not helped. In several countries in Europe and Asia,         |             |             |             |
|                 |administrators openly use impact factors to evaluate researchers or allocate    |             |             |             |
|                 |money:                                                                          |             |             |             |
|                 |      In England, hiring panels routinely consider impact factors, says Mr.     |             |             |             |
|                 |      Nevill.                                                                   |             |             |             |
|                 |      According to Spanish law, researchers are rewarded for publishing in      |             |             |             |
|                 |      journals defined by ISI as prestigious, which in practice has meant in the|             |             |             |
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