Testing the Finch Hypothesis on Green OA Mandate Ineffectiveness

David Wojick dwojick at CRAIGELLACHIE.US
Sun Oct 28 06:44:21 EDT 2012


Stevan, did you verify that the deposits were actual articles? In many cases the records counted by ROAR are metadata or other items. For example Cambridge is listed as very large but it has almost no articles. Does ROAR log actual articles separately? I have not seen that in their data but may have missed it.

David Wojick

On Oct 27, 2012, at 11:58 PM, Stevan Harnad <amsciforum at GMAIL.COM> wrote:

> Adminstrative info for SIGMETRICS (for example unsubscribe): http://web.utk.edu/~gwhitney/sigmetrics.html On Sat, Oct 27, 2012 at 1:44 PM, CHARLES OPPENHEIM <c.oppenheim at btinternet.com> wrote:
> 
> This is a significant and important set of findings, which should be forwarded on to decision-makers, both in Universities and in funding agencies.
> 
> More like this, please Stevan
> 
> Professor Charles Oppenheim
> 
> More on the way. 
> 
> But meanwhile, OA advocates, please do forward these findings on mandate strength to decision-makers at your university and funding agencies. 
> 
> It's now more important than ever to make sure that OA policy decisions are evidence-based, especially to counter the extensive negative effects of the publishing lobby, as most dramatically exerted very recently on the Finch Report and the resulting RCUK policy.
> 
> Stevan Harnad
> 
> From: Stevan Harnad <amsciforum at GMAIL.COM>
> To: JISC-REPOSITORIES at JISCMAIL.AC.UK 
> Sent: Friday, 26 October 2012, 18:59
> Subject: OA Week: Testing the Finch Hypothesis on Green OA Mandate Effectiveness
> 
> In June 2012, the UK Finch Committee made the following statement:
> "The [Green OA] policies of neither research funders nor universities themselves have yet had a major effect in ensuring that researchers make their publications accessible in institutional repositories…" [Finch Committee Recommendation, June 2012] 
> 
> Testing the Finch Hypothesis
> We have now tested the Finch Hypothesis. Using data from ROARMAP institutional Green OA mandates and data from ROAR on institutional repositories, we found that deposit number and rate is significantly correlated with mandate strength (classified as 1-12): The stronger the mandate, the more the deposits. The strongest mandates generate deposit rates of  70%+ within 2 years of adoption, compared to the un-mandated deposit rate of  20%. The effect is already detectable at the national level, where the UK, which has the largest proportion of Green OA mandates, has a national OA rate of 35%, compared to the global baseline of 25%.
>  
> Conclusion
> The conclusion is that, contrary to the Finch Hypothesis, Green Open Access Mandates do have a major effect, and the stronger the mandate, the stronger the effect (the Liege ID/OA mandate, linked to research performance evaluation, being the strongest mandate model). RCUK (as well as all universities, research institutions and research funders worldwide) would be well advised to adopt the strongest Green OA mandates and to integrate institutional and funder mandates.
> The findings are in the link below. Discussion invited!
> Gargouri, Yassine, Lariviere, Vincent, Gingras, Yves, Brody, Tim, Carr, Les and Harnad, Stevan (2012) Testing the Finch Hypothesis on Green OA Mandate Effectiveness. Open Access Week 2012
>  
> 
> 
> 
> 
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