The Devilments of Style
Eugene Garfield
garfield at CODEX.CIS.UPENN.EDU
Tue Nov 6 10:25:28 EST 2001
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From the issue dated November 9, 2001
The Devilments of Style
By M. GARRETT BAUMAN
Recently I received a complimentary copy of a textbook
devoted to teaching the research paper. Oh, there was a
perfunctory section on how to compose the paper, but most of
the 420 pages focused on differences among citation formats:
MLA (Modern Language Association), APA (American Psychological
Association), CM (Chicago Manual of Style), and CBE (Council
of Biology Editors). As the author of a textbook on writing, I
have to keep up with my field, so I thumbed through to see if
there was anything worth stealing for my next edition.
I regret (as my readers must regret) that I can offer so few
samples of the hundreds of variations. The text patiently
explained that an author's first name should be spelled out
(MLA and CM), reduced to initials with a period after each
initial (APA), or reduced to initials with no period or space
after each one (CBE). It told which format requires "and,"
which requires "&," and which avoids conjunctions; it
explained when to use "pp" or "p" with page numbers and the
three ways to indicate discontinuous pagination. The
guidelines are more complex than they first appear. For
instance, one group never uses "p," while others use it here
but not there, and one uses it with no period, "unless it is
the last item in an entry." This went on for hundreds of
pages, and the text had "easy access" tabs so students could
get lost faster.
After 15 minutes, the book fell from my hands and I sat back
-- appalled. Was it possible that I had published a textbook
with only 16 pages on citation formats? The shame! I had
simplified Rubik's Cube to a sugar cube and was spending hours
in class teaching students how to evaluate sources and to
reason, when I could have filled the time with date-placement
and capitalization issues. I envision a new future for myself
now.
But I'm worried. I've heard rumors that some professors hope
the MLA, APA, CBE, and CM will agree to create one format for
all academic research. They think such a change will alleviate
student and faculty anxieties, encourage professors and
journal referees to focus on content rather than form, and
demonstrate that academics are sane and consistent. These
folks are well intentioned, but a unified, simplified format
will violate three of academe's most sacred principles:
culture, control, and confusion.
Variety in format maintains academic cultures. Each group
patriotically believes its format is superior. APA proudly
emphasizes dates in citations like real scientists; MLA sniffs
that only barbarians would omit quotation marks around article
titles; CBE thumbs its nose at grammarians by eliminating
punctuation; CM editors stand for traditionalism by allowing
footnotes. We ought to relish this gallimaufry. We have
learned to celebrate diversity in content; why not in citation
formats?
A reference list does not simply announce where materials come
from; it expresses cultural values. The APA's history of its
documentation guidelines is particularly touching. The
editors, with subdued pride, relate how APA guidelines began
in 1929 -- a mere seven pages long (born in a log cabin
perhaps) -- and now have grown to well over 400 pages. Without
years of nurturing this document, the APA says, "clear
communication [would be] harder to achieve."
This is rich cultural ground. One senses in the APA's
rejection of capital letters in titles a latent rebellion
against the MLA's early fatherly dominance. The CBE's
scientific culture rejects linguistic paradigms when it
rejects punctuation. "Just the nouns," the subtext suggests.
"Damn the frilly connective tissue." The MLA, cast aside like
a relic of a dead age, has lately made a subtle, poetic move
toward modernism by dropping commas in citations. These
living, indigenous cultures should be respected.
Second, variations in format help professors control academic
turf, signaling to the cognoscenti who is of us and who is
not. Format flubs assist a journal referee to spot a junior
professor's work: e.g., someone who, if rejected, will have no
power to retaliate. More important, complex format variations
keep students in their places. In an age when students run
rings around most professors on computers and discover things
we hoped to reveal in a puff of smoke during the next class,
our rococo citation formats give us arcane knowledge. We can
exasperate students the way grammar did before grammarcheck or
math did before calculators. What wonders this does for
sagging faculty morale! The APA has shown leadership in
control issues -- offering two or three options for many
situations and then suggesting students "ask their professors
which form they prefer." That tactic shifts control to the
local professor and interposes another challenging layer
between the student and correctness.
Third, the variety of formats fosters confusion, although
students, in their simple way, never seem to appreciate why
this must be. They do not see the philosophical implications.
Modern documentation practice re-creates the world of Kafka's
The Trial, in which rules seem to change arbitrarily. Like the
beleaguered hero, students suspect the rules are simply
rumors. In a few years, wrong will be right and right wrong --
and all deliciously justified in the name of common sense.
This is the soul of our age! Our bureaucracy and elections! We
live in virtual reality. Were documentation absolute and
simple, we would risk creating cultural dissonance and
alienation. But we have little to fear. The MLA says you
should indent quotations 10 spaces if they are four lines or
longer. The APA says indent five spaces if they are 40 words
or longer. Such fearful asymmetry! If only Kafka had lived to
see it.
The logic of four systems with 617 variations will become
clear if we take a short tour of the history of documentation.
In the Age of Scrolls and Papyrus, there were no complex
citations. Since only 37 books existed, when you referred to
an author, scholars knew what you meant. But writing in Greek
and Latin did plant the seeds of culture, control, and
confusion.
After a few intervening historical events, we come to my
undergraduate days, in the late 1960s -- the Classical Age of
Documentation. There were secret Latin passwords like op.
cit., loc. cit., and ibid. Misjudging footnote space at the
bottom of the page meant you had to retype. As a typical
undergraduate, I achieved the proper level of confusion just
trying to identify the publisher and the place of publication.
However, after much hair-pulling and kissing up to professors,
by the time I finished graduate school I could fill 6 of the
required 15 pages for a paper with footnotes and bibliography.
I was part of the club.
But just as I learned the secret formula, footnotes were
replaced with brief parenthetical citations, and we plunged
into the Dark Age of Documentation. Op. cit., loc. cit., and
ibid. vanished (except in CM, where ibid. lives like a furtive
monk). Without a padding of footnotes, a 15-page paper now had
to contain 12 or more pages of content.
Only the Internet Renaissance spared higher education. Today,
items in a reference list routinely extend three to four lines
each. Entries bulk up by listing original sources, Web
sources, service providers, search engines, and Web addresses.
A Web address is wonderfully hieroglyphic. Those of us who are
bored with the same old 26 letters and 10 numerals find
hitting the exotic keyboard symbols liberating. This rich new
language creates new culture. Who could ever have imagined
typing "prettyboy#-- at .org" in a serious work? Latin was mere
baby babble. And remember, each line filled with this exotica
is one line less that you need to fill with data and insight.
Today, publication dates are lovely labyrinths. There is no
such thing as unchanging text when Web sites vanish behind
you. So we list the date we viewed the site, the posting date,
and the date the material was originally published. Checking
sources is becoming impossible. Do you realize the potential
here? The MLA, APA, CM, and CBE have led us to the gates of
existential emptiness. Will we have the nerve to enter?
As for the future, I believe the Posthuman Age of
Documentation will be even more wonderful than our Modern Age,
if we focus on the principles of culture, control, and
confusion that have served us so well. Let me make a few
proposals to point the way.
First, create three levels of documentation: one for community
colleges, one for four-year colleges, and one for
universities.
Second, all clearly defined cultural subgroups such as
artists, physical-education instructors, and administrators
should develop their own research formats.
Third, we've been too tame. Computers allow us to box
citations in the center of the page or around the edges in
magenta ink. Online publications mean we can create hot links
that update sources perpetually. The MLA and APA now have Web
sites for the latest format changes between published editions
of their guidelines. A noble first step! When the gatekeepers
can manage daily changes in what is right and wrong, the
Golden Age of Research will begin.
M. Garrett Bauman is a professor of English at Monroe
Community College (N.Y.) and the author of Ideas and Details
(fourth edition, Harcourt, 2001).
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